The Client:

We are currently working with a well known Financial Services company in their search for a Operational Resilience professional.

The Role:

• You will be involved in supporting and maintaining effective Business Continuity Management Plans.
• Work with the Head of Ops Res and stakeholders in setting the regional and local recovery strategies.
• Support the end to end mapping of services, systems, vulnerabilities and risks.
• This would ideally suit someone who is looking for the second step of their career
• Role is paying up to £70,000 (DOE) + bonus + benefits
• Hybrid working, 3 days a week in their office

The Requirements:

• Must have previous experience working in Financial Services
• Previous Operational Resilience experience
• Knowledge of Operational Risk Management frameworks

The Role:

We are looking to source a Credit Risk professional at a Senior Analyst / Associate level for a leading London based boutique Investment Bank / Capital Markets firm.

The role sits in a 2LOD Credit function and will cover FIG (Banks / Brokers / Funds) and some Corporates.

To be suitable for this role, candidates should be:

• London based
• Strong 2LOD Credit Risk background (likely 2-5 years experience)
• Covered a range of portfolios such as: Banks / Brokers / Funds / Corporates
• Not requiring company sponsorship

 

The role is a permanent position, working in a hybrid pattern and will pay a competitive salary (guide is £50k – £70k) base + bonus + benefits.

The Client:

We are working with a global Brokerage firm in their search for a Senior Compliance Officer to join their team in London

The Role:

• You will be involved in supporting the Compliance team in undertaking all day-to-day Compliance tasks
• Act as the Compliance specialist for regulatory driven implementations such as Mifir/EMIR.
• Advisory responsibilities to the front office
• The role is paying up to £100k (DOE) + Bonus + Benefits

Requirements:

• 5 days a week in the office
• You will also need to have expert knowledge of the commodities derivative market, essentially base metals.
• Strong knowledge of the regulatory requirements of LME
• Strong knowledge of EMIR, MiFID2

The Client:

We are working with a global Brokerage firm in their search for a Head of Prime Brokerage Compliance to join their team in London

The role:

• You will be involved in implementing policies, procedures to ensure regulatory compliance across multiple jurisdictions
• Oversee the compliance program across all institutional clients
• Monitor changes in regulations such as MiFID and EMiR
• Role is paying up to £140k + Bonus + Benefits
• Hybrid working, 3 days a week in the office

Requirements:

• Knowledge of regulations affecting institutional clients
• Previous experience working with products such as Equities, Foxed Income and Commodities
• Experience developing compliance programs

Do you have 3-4 years Banking Front Office Controls experience and looking for your next role?

Location:City of London (Hybrid, 4 days a week in the office)

Salary: £70k – £80k base salary + bonus + benefits

Corporate level: Associate

Sponsorship possible? No

The Role:

• Working in a busy Front Office Controls team, this is an excellent opportunity for someone to take the next step in their career
• The role is pitched at an Associate level, so will suit someone with perhaps 3-4 years Front Office Controls experience
• The role sits in the Front Office of a Trading / Capital Markets environment
• Faces off to all relevant desk heads

Requirements:

• Good degree qualification
• Previous experience within an Investment Bank / Capital Markets firm
• Front Office Controls / 1LOD Risk experience is essential
• Coverage of the likes of Equities, Fixed Income, DCM / ECM, Treasury Markets etc

Interested? Please apply today!

Location: London (Hybrid, 3 days a week in the office)

Salary: £55k – £60k base salary + bonus + benefits

Sponsorship possible? Not for this position

We are looking for Market Risk professionals at Analyst / Senior Analyst level (and will consider those at Associate level).

The Role:

• Work in a busy trading environment, monitoring Market Risk
• Assist with daily reporting and monitoring of Commodity and Collateral markets
• Assessing risk exposure of portfolios, and improving processes.
• Identify and escalate risks to senior management
• Lead and support the automation of risk reporting and analysis.
• Monitor market risks and their impact on margin parameters and member exposures

Requirements:

– Good numerate degree (such as Maths, Finance or Physics etc)

– Some Market Risk work experience

– Awareness of things like VaR, Initial Margin, stress testing / back testing

– Some knowledge of Financial Markets or Commodities Trading

Interested? Please apply today!

We are looking to source a Credit Risk Manager, with a Commodities Trading or Oil Major background.

Requirements:

• London based
• Strong Credit Risk Manager with experience of managing a small team
• Experience working within a Commodities Trading House or Oil Major is essential
• Ideally you will have Physical Commodities exp (Crude Oil preferably)
• Experience across Africa will be highly beneficial

Its worth noting that:

– This role will not offer sponsorship

– The role is predominantly office based, in Central London

The role is a permanent position, and will pay £120k – £150k base (depending on experience) + bonus + benefits.

We look forward to hearing from you

The Role:

We are looking to source a Credit Risk Manager, who has worked in a Banking / Consulting / Traded environment. The role is working for a highly regarded FinTech Broker.

Requirements:

• Credit Risk Manager with experience on the Institutional Client side
• London based
• Have the desire to work in an entrepreneurial, fast paced, environment
• Experience of shaking up Credit Risk policies and methodologies within a Trading environment
• Experience of setting Credit Risk limits, designing policies and reporting back to the Risk committee

So, we need someone who:

• Strong Credit Risk background from a Bank, Consultancy or Trading environment, dealing with Institutional clients
• Has worked with front office teams, dealing with ISDA agreements, setting credit risk limits etc

Its worth noting that:

– This role will not offer sponsorship

– The role is hybrid, with 3 days per week in the London office

The role is a permanent position, working in a hybrid pattern and will pay £80k – £90k base + bonus + benefits.

We look forward to hearing from you

Senior Compliance Manager Ref: 32372 

London
To. £100K+Bens

About the job:

Are you a proactive and knowledgeable compliance professional looking to make an impact in a dynamic Fin-Tech environment?

Our Fin-Tech client seeks a Senior Compliance Manager to join the UK Compliance team and provide essential guidance on regulatory and policy matters, ensuring operations align with the highest standards of compliance and conduct. The role is a blend of typical compliance advisory responsibilities and managing various compliance processes, systems and registers.

You will be a Compliance subject matter expert with strong derivatives and/or crypto trading experience.

 

Our Client:

We are working with a London based Asset Management firm, with an excellent reputation and significant growth plans.

The Role:

– London based
– Hybrid (3 days per week in the office)
– RCSAs / KRIs / Incidents
– Review control processes
– ICARA process
– Work with the Investment / Deal teams to define controls and review risks
– Develop Counterparty Risk Monitoring (i.e. exposure reports)
– Continue the development of the risk frameworks

***50% of this role is “Corporate Risk” and 50% is Investments Operational Risk (i.e. Risk frameworks for those investments) ***

To be successful in your application, you will be asked specifically on the extent you are involved with the actual investments / deals teams (from a Risk Management standpoint).

Experience:

– 7-10 years Operational Risk experience
– Experience of REAL ASSETS  (i.e Real Estate, Infrastructure, Natural Resources etc) is an essential criteria
– Undertaken activities as described above
– A passion for ESG / Impact investing

(Note: Candidates will not be sponsored in this position)

We look forward to reading your CV and discussing with you soon

The Risk Partners. . . . Trusted Partners in Global Governance Recruitment